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Deborah Christopher

31 Years of Experience
Albany, NY
2 DisclosuresBroker

Deborah Christopher is a registered investment advisor at Ameriprise Financial Services, LLC, based in Albany, NY, with 31 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4 Atrium Dr, Ste 200, Albany, NY, 12205

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2018
Final
Financial
July 2018
Final
Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2021 - Present · 5 yrs 4 mos
Ameriprise Financial Services, LLC
February 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Edward Jones
September 2007 - January 2019 · 11 yrs 4 mos
Edward JonesBroker
June 1999 - January 2019 · 19 yrs 7 mos
Lm Financial Partners, INC.Broker
February 1999 - May 1999 · 3 mos
Charter One Securities, INC.Broker
January 1999 - May 1999 · 4 mos
Lm Financial Partners, INC.Broker
July 1997 - December 1998 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1994 - July 1997 · 2 yrs 11 mos
State Registrations11 states
CAFLGAILMANCNHNVNYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.