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Jeffrey Vaughn

Synergy Investment Group, LLC
31 Years of Experience
Kannapolis, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jeffrey Vaughn is a registered investment advisor at Synergy Investment Group, LLC, based in Kannapolis, NC, with 31 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 205 clients with $53M in assets under management.

Synergy Investment Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
205 clients
Average Client Portfolio
$260K average
Assets Under Management
$53.3M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $750K1.75%
$750K - $2.0M1.25%
$2M+0.75%

Fees are negotiable between Synergy Investment Group and the client, but cannot exceed the stated schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

708 Mclain Road, Kannapolis, NC, 28083

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2010
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is involved in several outside business activities, including insurance sales as a representative for Syneregy Insurance Group, investment advisory services through Synergy Investment Group LLC and Synergy Wealth Management, and real estate ventures. He also owns Vaughn Wealth Management Inc, his S Corp, and Avista Resort Condo.

Employment History
Current Registrations
Synergy Investment Group, LLC
August 2012 - Present · 14 yrs 2 mos
Stonex Securities INC.Broker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Synergy Investment Group, LLCBroker
February 2010 - March 2012 · 2 yrs 1 mo
Synergy Investment Group, LLC
February 2010 - March 2012 · 2 yrs 1 mo
Fifth Third Securities, INC.
June 2008 - February 2010 · 1 yr 8 mos
Fifth Third Securities, INC.Broker
June 2008 - February 2010 · 1 yr 8 mos
Uvest Financial Services Group, INC.
December 2007 - June 2008 · 6 mos
Uvest Financial Services Group, INC.Broker
October 2003 - June 2008 · 4 yrs 8 mos
Wachovia Securities, LLCBroker
October 2000 - October 2003 · 3 yrs
First Union Brokerage Services, INC.Broker
March 1996 - October 2000 · 4 yrs 7 mos
Pruco Securities CorporationBroker
July 1994 - October 1995 · 1 yr 3 mos
State Registrations19 states
ALFLGAILINKYMAMDMNNCNENJNYOKORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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