Frank Renda
Frank Renda is a registered investment advisor at J.P. Morgan Securities LLC, based in Tempe, AZ, with 30 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
1285 W Elliot Rd., Tempe, AZ, 85284
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2022Customer Dispute
November 2011Customer Dispute
August 1998Other Business Activities
Frank is an owner/partner in Patents to Retail, receiving royalties from a licensed product. He dedicates minimal time to this activity and it is not investment-related.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Sagepoint Financial, INC.Broker
Newport Coast Securities, INC.Broker
Liberty Partners Financial Services, LLCBroker
Newport Coast Securities, INC.Broker
Basic Investors INC.Broker
First Union Securities Financial Network, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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