Stephen Noffsinger is a registered investment advisor at LPL Financial LLC, based in Murray, UT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5338 S College Dr, Murray, UT, 84123
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen operates under the DBAs Chartway Retirement & Investment Services and Chartway Investment Services for his LPL business. He also works for Integrity Energy Solutions, dedicating a few hours per week, in a non-investment related role.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Davenport & Company LLC
Davenport & Company LLCBroker
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
Nationwide Securities, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Triad Advisors, INC.Broker
Triad Advisors, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
La Jolla Capital CorporationBroker
Dallas Research & Trading, INC.Broker
Investors Associates, INC.Broker
Vtr Capital, INC.Broker
Investors Associates, INC.Broker
Vtr Capital, INC.Broker
J. Gregory & Company, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.