Lisa Pugel is a registered investment advisor, based in Bellville, TX, with 31 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold.
Location
105 S Mathews St, Bellville, TX, 77418
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Regulatory History (3)
Customer Dispute
April 2024Customer Dispute
May 2023Customer Dispute
August 2014Other Business ActivitiesSells Insurance
Lisa is an agent for Avantax Insurance Agency, selling equity indexed annuities and potentially other insurance products, dedicating a few hours per week. She also has several other business activities, including real estate partnerships, business management, tax and accounting services, and financial planning, with the majority of her time dedicated to DB Wehring Wealth LLC.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
PFS Investments INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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