AS
AS

Arnold Suliguin

27 Years of Experience
San Francisco, CA
Broker

Arnold Suliguin is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

101 California Street, Region 2- Pacific Coast, San Francisco, CA, 94111

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Arnold works as a freelance photographer, dedicating a few hours per week outside of business hours. This activity is investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
January 2017 - Present · 9 yrs 4 mos
Morgan Stanley
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2016 - January 2017 · 1 yr
Wells Fargo Clearing Services, LLCBroker
January 2016 - January 2017 · 1 yr
Clearbridge Investments, LLC
December 2005 - February 2015 · 9 yrs 2 mos
Legg Mason Investor Services, LLCBroker
December 2005 - February 2015 · 9 yrs 2 mos
Citigroup Global Markets INC.
July 1997 - December 2005 · 8 yrs 5 mos
Citigroup Global Markets INC.Broker
May 1997 - December 2005 · 8 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.