John Baka is a registered investment advisor at Virtus Investment Advisers, LLC, based in Aurora, IL, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
80 advisors
IM Fee
Planning only
Assets Under Management
$54.0B
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Location
Aurora, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
November 2018 - Present · 7 yrs 8 mos
Vp Distributors LLC
June 2017 - Present · 9 yrs 1 mo
Vp Distributors LLCBroker
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Virtus Fund Advisers, LLC
April 2011 - November 2018 · 7 yrs 7 mos
Ridgeworth Distributors LLCBroker
April 2011 - June 2017 · 6 yrs 2 mos
Columbia Management Investment Distributors, INC.Broker
January 2009 - May 2010 · 1 yr 4 mos
Riversource Investments
November 2008 - May 2010 · 1 yr 6 mos
Riversource Distributors, INC.Broker
November 2008 - January 2009 · 2 mos
Calamos Advisors LLC
September 2000 - November 2007 · 7 yrs 2 mos
Calamos Financial Services LLCBroker
January 2000 - November 2008 · 8 yrs 10 mos
Kemper Distributors, INC.Broker
May 1998 - September 1999 · 1 yr 4 mos
State Registrations4 states
CTIAILMO
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.