Tracey Panuzio is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 4 mos
Morgan StanleyBroker
November 2012 - Present · 13 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
August 2009 - November 2012 · 3 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.Broker
April 2006 - June 2009 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 2004 - April 2006 · 1 yr 9 mos
Wachovia Securities, LLCBroker
July 2003 - July 2004 · 1 yr
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
State Registrations48 states
AKARAZCACOCTDCDEFLGAHIIAILINKSLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.