James Hern
James Hern is a registered investment advisor at Osaic Wealth, INC., based in Southfield, MI, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
28411 Northwestern Hwy, Suite 1300, Southfield, MI, 48034
Get directionsHistory
Regulatory History (1)
Criminal
March 1990Other Business ActivitiesSells Insurance
James is the Vice President at Michigan Financial Companies, Inc., focusing on sales/marketing of fixed annuities, insurance products, and securities, dedicating full-time hours to this role. He is also a minority shareholder of the same company and a non-voting board member for Beals, Caruana & McVety Wealth Strategies, dedicating a few hours per week to the latter.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Next Financial Group, INC.Broker
Olde Discount CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.