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Gagandeep Sahni

Park Avenue Securities LLC
29 Years of Experience
San Diego, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Gagandeep Sahni is a registered investment advisor at Park Avenue Securities LLC, based in San Diego, CA, with 29 years of industry experience. Gagandeep is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5405 Morehouse Drive, Suite 245, San Diego, CA, 92121

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Settled
Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gagandeep is involved in several outside activities, including serving on the District Attorney's Interfaith Advisory Board, speaking at world religion classes, and acting as President for the InterReligious Council San Diego and The Sach Foundation. He also provides individual health insurance for clients, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
Park Avenue Securities LLC
January 2012 - Present · 14 yrs 9 mos
Park Avenue Securities LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Prudential Financial Planning Services
August 2004 - January 2010 · 5 yrs 5 mos
Pruco Securities, LLC.Broker
August 2002 - January 2010 · 7 yrs 5 mos
Prudential Securities Incorporated
June 1999 - September 2002 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
September 1998 - September 2002 · 4 yrs
Chatfield Dean & CO., INC.Broker
November 1994 - September 1998 · 3 yrs 10 mos
State Registrations7 states
CACOFLGAOHTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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