Jeffrey Klein is a registered investment advisor at Charles Schwab & CO., INC., based in Cary, NC, with 29 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
1119 Parkside Main St., Unit 1119, Cary, NC, 27519
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is the President of JSK Financial Inc, a financial services corporation created to manage revenue from a Schwab Franchise. This activity takes about a quarter of his time, including some time during trading hours.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Integrity Funds Distributor, LLCBroker
Nationwide Investment Services CorporationBroker
Transamerica Capital, INC.Broker
Transamerica Capital, INC.Broker
Wood Logan Associates, INC.Broker
South Richmond Securities, INC.Broker
State Registrations15 states
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