SH
SH

Scott Hanley

31 Years of Experience
Chelmsford, MA
1 DisclosureBroker

Scott Hanley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chelmsford, MA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

26 North Road, Chelmsford, MA, 01824

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Denied
Other Business Activities

Scott is a trustee for the Hanley Family Trust since 2013, dedicating minimal time to it. He is also an owner of North Road Wealth Partners, spending about 10-20% of his time as a financial advisor there.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2015 - Present · 10 yrs 9 mos
Raymond James Financial Services, INC.Broker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - August 2015 · 7 yrs 7 mos
Wells Fargo Advisors, LLC
January 2008 - August 2015 · 7 yrs 7 mos
A. G. Edwards & Sons, INC.
February 2004 - January 2008 · 3 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
August 1998 - January 2008 · 9 yrs 5 mos
Prudential Securities IncorporatedBroker
September 1996 - August 1998 · 1 yr 11 mos
Pruco Securities CorporationBroker
August 1994 - October 1996 · 2 yrs 2 mos
State Registrations30 states
AZCACOCTDCFLGAHIINKYMAMDMEMINCNHNJNYOHORRISCTXVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Hanley - Financial Advisor | TrueAdvisor