DK
DK

Doreen Kramer

29 Years of Experience
Woodbury, NY
2 DisclosuresBroker

Doreen Kramer is a registered investment advisor at Wells Fargo Advisors, based in Woodbury, NY, with 29 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
Loading...

Location

88 Froehlich Farm Blvd, Woodbury, NY, 11797

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Regulatory
July 2015
Final
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Wells Fargo Advisors
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Prudential Financial Planning Services
June 2024 - October 2024 · 4 mos
Pruco Securities, LLC.Broker
June 2024 - October 2024 · 4 mos
Morgan Stanley
February 2023 - June 2024 · 1 yr 4 mos
Morgan StanleyBroker
February 2023 - June 2024 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - February 2023 · 13 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - February 2023 · 13 yrs 8 mos
AXA Advisors, LLC
December 2007 - February 2008 · 2 mos
AXA Advisors, LLCBroker
November 2007 - February 2008 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - May 2007 · 11 yrs 7 mos
Smith New Court, INC.Broker
April 1995 - January 1996 · 9 mos
South Richmond Securities, INC.Broker
August 1994 - October 1994 · 2 mos
State Registrations26 states
AZCACOCTDEFLGAILLAMAMDMTNCNENJNMNVNYOHORPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.