Brian Lockhart is a registered investment advisor at Peak Capital Management, LLC, based in Greenwood Village, CO, with 31 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 118 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PCM is generally compensated for investment management services with a fee based on the value of your portfolio, paid quarterly. The annual fee typically ranges from 0.6% to 1% of the value of your portfolio, depending on the amount invested and other factors. All fees are subject to negotiation. PCM requires a minimum investment of $500,000, but this may be waived in certain situations.
Location
9250 East Costilla Avenue, Suite 430, Greenwood Village, CO, 80112
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Regulatory History (1)
Regulatory
September 2018Other Business Activities
Brian is an indirect owner of PCM Tax Lien Fund, LP, dedicating a few hours per week to related duties. He is also a limited partner in Clinton/Costilla LLC, involved in real estate, and a director and board member for Newdea and NanoDX, respectively, spending minimal time on these roles.
Employment History
Current Registrations
Peak Capital Management, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Reserarch, INC.
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.