DR
CFP
DR
CFP

Daniel Rivera

31 Years of Experience
Titusville, FL
Broker

Daniel Rivera is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Titusville, FL, with 31 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

905 Cheney Highway, Titusville, FL, 32780

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel volunteers with Junior Achievement. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2014 - Present · 12 yrs 3 mos
Cetera Investment Services LLCBroker
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
Synovus Securities, INC.
March 2012 - January 2014 · 1 yr 10 mos
Synovus Securities, INC.Broker
February 2012 - January 2014 · 1 yr 11 mos
First Tennessee Advisory Services, INC.
July 2008 - February 2012 · 3 yrs 7 mos
Ftb Advisors, INC.
June 2008 - February 2012 · 3 yrs 8 mos
First Tennessee Brokerage, INC.Broker
August 2004 - February 2012 · 7 yrs 6 mos
Wm Financial Services, INC.Broker
January 2003 - May 2004 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
March 1995 - December 2002 · 7 yrs 9 mos
Olde Discount CorporationBroker
September 1994 - March 1995 · 6 mos
State Registrations12 states
FLGAINKYMENCNYOHPATNUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.