Robert Lockyer
Robert Lockyer is a registered investment advisor at Business Wise Insurance, PLLC, based in Snohomish, WA, with 24 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Retirement Planning. Their firm serves 7 clients with $4.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BWI's investment management fees are based on the value of your portfolio and are charged quarterly. The fees are separate from those charged by the third-party investment advisor and custodian. BWI offers lower fees as your investment balance grows. As an example, the brochure shows a blended fee of 1.55% for a mid-point example, which includes BWI's fee and the third-party investment advisor's fees. BWI ensures that the total trading and management fees do not exceed 2.0%. A separate agreement illustrating the program fees by the third-party investment advisors will be required based on the investment strategy chosen. BWI requires a $10,000 minimum investment for individuals and will consider trust accounts with a minimum of $100,000 or more.
Location
Snohomish, WA
Get directionsHistory
Regulatory History (2)
Regulatory
December 2014Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Robert is an independent insurance agent specializing in health insurance and splitting commissions based on referrals and joint work, dedicating about 10-20% of his time. He also serves as a board member for the Navy League of U.S., dedicating minimal time.
Employment History
Current Registrations
Business Wise Insurance, PLLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.