Scott Klahn
Scott Klahn is a registered investment advisor at LPL Financial LLC, based in Cedar Rapids, IA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3600 1st Avenue NE, Suite 100, Cedar Rapids, IA, 52402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott operates Premier Investments of Iowa and Premier Investments & Wealth Management as DBAs for his LPL business, dedicating full-time hours to these activities. He also sells non-variable insurance products through PCRM, LLC, including term life, long-term care, and disability insurance, spending a few hours per week on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Private Client Services, LLCBroker
Prime Capital Investment Advisors, LLC
Lawing Financial INC
Cambridge Investment Research, INC.Broker
Securities America, INC.Broker
Sunset Financial Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.