James Pattie is a registered investment advisor at Horizon Capital Management, LLC, based in Lake Forest, IL, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 43 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.40% |
| $5M+ | 0.20% |
Minimum portfolio value is generally $1,000,000. Minimum annual fee is $10,000. HCM may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where HCM deems it appropriate under the circumstances.
Fee Estimator
Location
One Westminster Place, Suite 100A, Lake Forest, IL, 60045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Horizon Capital Management, LLC
State Registrations1 state
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