Andrew Denis
Andrew Denis is a CFP-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Clearwater, FL, with 23 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 35,105 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Steward Partners offers investment management through various programs. Fees are negotiable and are calculated as a percentage of the assets managed. The maximum program fee is 2.50% annually. There are minimum new account values, but no minimum quarterly program fees are listed for the Steward Partners Discretionary Portfolios and Steward Partners Guided Portfolios. The amount of compensation Steward Partners receives varies between advisory programs and services, creating a potential conflict of interest.
Location
600 Cleveland St, Suite 1150, Clearwater, FL, 33755
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2006Customer Dispute
December 2002Other Business Activities
Andrew is on the board of directors and chairman of the membership committee for the Rotary Club since 2013. This takes minimal time and is not investment related.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
Steward Partners Investment Solutions, LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Asset Management Financial Services INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Boston Asset Management INC
Gator Capital Management, LLC
NFP Securities, INC.Broker
Ffp Securities, INC.Broker
Investment Management & Research, INCBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.