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Celia Martinez

28 Years of Experience
El Segundo, CA
Broker

Celia Martinez is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 28 years of industry experience. Celia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2301 Rosecrans Ave #5100, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Celia serves as a FINRA arbitrator since 2013. The time commitment varies by case.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLCBroker
June 2015 - Present · 10 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2015 - Present · 10 yrs 11 mos
Cetera Investment Services LLCBroker
June 2015 - Present · 10 yrs 11 mos
Cetera Wealth Services, LLC
March 2009 - Present · 17 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
First Allied Securities, INC.Broker
February 2016 - September 2022 · 6 yrs 7 mos
Summit Brokerage Services, INC.Broker
February 2016 - December 2019 · 3 yrs 10 mos
Girard Securities, INC.Broker
February 2016 - November 2017 · 1 yr 9 mos
Legend Equities CorporationBroker
February 2016 - December 2016 · 10 mos
Investors Capital CORP.Broker
February 2016 - November 2016 · 9 mos
Vsr Financial Services, INC.Broker
February 2016 - November 2016 · 9 mos
Cetera Advisor Networks LLC
January 2010 - June 2023 · 13 yrs 5 mos
Morgan Peabody Investment Advisory Services
April 2008 - August 2008 · 4 mos
Morgan Peabody, INC.Broker
August 2007 - August 2008 · 1 yr
Financial Network Investment CorporationBroker
August 2001 - August 2007 · 6 yrs
Financial Network Investment CorporationBroker
October 1997 - October 1999 · 2 yrs
Great Western Financial Securities CorporationBroker
September 1995 - September 1997 · 2 yrs
Daehan Securities, INC.Broker
January 1995 - March 1995 · 2 mos
Montano Securities CorporationBroker
October 1994 - February 1995 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.