MS
MS

Mark Spoerke

30 Years of Experience
Mentor, OH
Broker

Mark Spoerke is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mentor, OH, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

7473 Center Street, Mentor, OH, 44060

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is an associate/employee at Carver Financial Services LLC, dedicating about half of his time to financial services. He is also a partner in RMS Transportation LLC, spending minimal time on this business after providing initial capital and a loan guarantee.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
August 1999 - Present · 26 yrs 9 mos
Previous Registrations
Raymond James Financial Services
June 2000 - January 2009 · 8 yrs 7 mos
Dean Witter Reynolds INC.Broker
May 1997 - March 1998 · 10 mos
Vestax Securities CorporationBroker
July 1996 - May 1997 · 10 mos
Wheat, First Securities, INC.Broker
October 1994 - August 1996 · 1 yr 10 mos
L.C. Wegard & CO., INC.Broker
July 1994 - September 1994 · 2 mos
State Registrations30 states
AZCACOFLGAHIILINKYMAMDMIMNMOMSNCNJNMNYOHOKORPASCTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Mark Spoerke - Financial Advisor | TrueAdvisor