Bruce Thomas is a CFP-designated registered investment advisor at Bruce James Thomas JR, based in Moorpark, CA, with 13 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Bruce J. Thomas Jr. provides personal financial planning consultations, including personal financial plans, personal financial planning advisory services, and financial planning advisory consultations. Fees are negotiable and will be agreed upon in advance, either at a fixed rate of $180 to $45,000 or an hourly fee of $90 to $250.
Location
Moorpark, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is a California licensed insurance agent, spending about 10% of his time on this activity. This business is not investment-related.
Employment History
Current Registrations
Bruce James Thomas JR
Previous Registrations
Royal Alliance Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.