KK
KK
Kyong Kim
31 Years of Experience
Firestone, CO
1 DisclosureBroker
Kyong Kim is a registered investment advisor at Cetera Investment Advisers LLC, based in Firestone, CO, with 31 years of industry experience. Kyong is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...
Location
Firestone, CO
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015Award / Judgment
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Advisors LLC
June 2015 - Present · 11 yrs 4 mos
Cetera Financial Specialists LLC
June 2015 - Present · 11 yrs 4 mos
Cetera Wealth Services, LLC
June 2015 - Present · 11 yrs 4 mos
Cetera Investment Services LLC
June 2015 - Present · 11 yrs 4 mos
Cetera Advisors LLCBroker
June 2015 - Present · 11 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Cetera Investment Services LLCBroker
June 2015 - Present · 11 yrs 4 mos
Cetera Financial Specialists LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Avantax Investment Services, INC.Broker
July 2024 - September 2025 · 1 yr 2 mos
First Allied Securities, INC.Broker
January 2016 - September 2022 · 6 yrs 8 mos
Summit Brokerage Services, INC.Broker
January 2016 - December 2019 · 3 yrs 11 mos
Girard Securities, INC.Broker
January 2016 - November 2017 · 1 yr 10 mos
Legend Equities CorporationBroker
January 2016 - December 2016 · 11 mos
Investors Capital CORP.Broker
January 2016 - November 2016 · 10 mos
Vsr Financial Services, INC.Broker
January 2016 - November 2016 · 10 mos
Cetera Advisor Networks LLC
June 2015 - June 2023 · 8 yrs
Colorado Financial Service Corporation
July 2012 - June 2015 · 2 yrs 11 mos
Colorado Financial Service CorporationBroker
July 2012 - June 2015 · 2 yrs 11 mos
Brookstone Investment Advisory Services
March 2010 - June 2012 · 2 yrs 3 mos
Brookstone Securities, INC.Broker
March 2010 - June 2012 · 2 yrs 3 mos
Multi-Financial Securities CorporationBroker
October 2006 - March 2010 · 3 yrs 5 mos
Multi-Financial Securities Corporation
October 2006 - March 2010 · 3 yrs 5 mos
Old Mutual Capital
April 2006 - October 2006 · 6 mos
Old Mutual Investment PartnersBroker
March 2006 - October 2006 · 7 mos
Gunnallen Financial, INC
December 2002 - March 2006 · 3 yrs 3 mos
Gunnallen Financial, INCBroker
August 2002 - March 2006 · 3 yrs 7 mos
Wachovia Securities Financial Network, INC.
January 2001 - August 2002 · 1 yr 7 mos
Wachovia Securities Financial Network, INC.Broker
January 2001 - August 2002 · 1 yr 7 mos
Jwgenesis Financial Group, INCBroker
January 1999 - January 2001 · 2 yrs
Chatfield Dean & CO., INC.Broker
August 1994 - January 1999 · 4 yrs 5 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Bruno Becerra, ChFCState Farm Investment Management CORP.
- Malyka Korgan, ChFCState Farm Investment Management CORP.
- Jennifer Kayton, CFPEdward Jones