RB
RB

Robert Baisch

31 Years of Experience
Madison, NJ
Broker

Robert Baisch is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in Madison, NJ, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 3,154 clients with $6.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
3,154 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$6.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.75%

Maximum asset-based fee for consulting services is 0.75% annually. Fees are subject to negotiation and vary across different sponsored programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Madison, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is a board member of JAG Fund/ABTA Charity, a family charity, since 1997. He dedicates minimal time to this activity and receives no compensation.

Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
October 2018 - Present · 8 yrs
Ladenburg Thalmann & CO. INC.
October 2015 - Present · 11 yrs
Ladenburg Thalmann & CO. INC.Broker
October 2015 - Present · 11 yrs
Previous Registrations
Gilford Securities IncorporatedBroker
August 2012 - October 2015 · 3 yrs 2 mos
Gleacher & Company Securities, INC.Broker
July 2010 - August 2011 · 1 yr 1 mo
Icap Corporates LLCBroker
September 2008 - July 2010 · 1 yr 10 mos
Jefferies & Company, INC.Broker
May 1998 - September 2008 · 10 yrs 4 mos
Olde Discount CorporationBroker
September 1994 - April 1998 · 3 yrs 7 mos
State Registrations12 states
CACTFLGAILMNMONJNYOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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