Richard Thomas is a CFP, ChFC-designated registered investment advisor, based in San Francisco, CA, with 31 years of industry experience.
Location
201 Mission Street, Suite 1825, San Francisco, CA, 94105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard co-owns a seasonal rental property in Florida, dedicating minimal time to marketing and maintenance. He also works as an independent insurance agent, selling various insurance products and spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Perigon Wealth Management, LLC
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
American General Securities Incorporated
American General Securities IncorporatedBroker
Securian Financial Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.