Alan Rohde is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Flint, MI, with 31 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4468 Oak Bridge Drive, Flint, MI, 48532
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alan works as an independent contractor providing hourly accounting services and consulting for Yeo & Yeo, dedicating minimal time. He is also a registered representative for Yeo & Yeo Fin Ser, Inc., spending about 10-20% of his time on this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Securities, INC.Broker
State Registrations11 states
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