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Nicholas Gambella

J.P. Morgan Securities LLC
31 Years of Experience
Brooklyn, NY
1 DisclosureBroker
View SEC Summary
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Nicholas Gambella is a registered investment advisor at J.P. Morgan Securities LLC, based in Brooklyn, NY, with 31 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

127 Seventh Avenue, Brooklyn, NY, 11215

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
July 2002 - October 2012 · 10 yrs 3 mos
Chase Investment Services CORP.Broker
February 2002 - October 2012 · 10 yrs 8 mos
Prime Capital Services, INC.Broker
December 2001 - February 2002 · 2 mos
Josephthal & CO., INC.Broker
May 2001 - December 2001 · 7 mos
First Union Securities, INC.Broker
August 2000 - May 2001 · 9 mos
A. G. Edwards & Sons, INC.Broker
July 1995 - August 2000 · 5 yrs 1 mo
A. T. Brod & CO. INC.Broker
February 1995 - April 1995 · 2 mos
Robert Todd Financial CORP.Broker
July 1994 - December 1994 · 5 mos
State Registrations24 states
CACOCTDCFLGAILLAMAMDMEMIMNNCNENHNJNMNYPARITXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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