David Yee is a registered investment advisor, based in Austin, TX, with 31 years of industry experience.
Location
5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is an officer at Malama Investments, Inc. and an officer/consultant/partner at Pacific Point Asset Management, both involved in registered rep activities and investment advisory services, taking about a quarter of his time for each.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Kestra Private Wealth Services, LLC
Previous Registrations
LPL Financial LLCBroker
Spire Securities, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.