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Wesley Sullivan

31 Years of Experience
Nashville, TN
Broker

Wesley Sullivan is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Nashville, TN, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

4017 Hillsboro Pike, Suite 403, Nashville, TN, 37215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2004 - Present · 22 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
May 2002 - Present · 24 yrs 2 mos
Previous Registrations
Refco Securities, LLCBroker
August 1997 - April 2002 · 4 yrs 8 mos
Refco Securities, INC.Broker
July 1997 - July 1997 · 0 mos
Bersec International CorporationBroker
July 1997 - July 1997 · 0 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1995 - June 1997 · 1 yr 7 mos
Societe Generale Securities CorporationBroker
January 1995 - October 1995 · 9 mos
Bhf Securities CorporationBroker
December 1994 - December 1994 · 0 mos
State Registrations25 states
CACTFLGAHIILKYLAMAMIMONCNENJNYOHOKORPARISCTNUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wesley Sullivan - Financial Advisor | TrueAdvisor