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Shanker Sadhwani

31 Years of Experience
New York, NY
Broker

Shanker Sadhwani is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Avenue, Fl 14, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Shanker owns an investment property in Nashville with his wife, Shilpa, which they rent out. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
October 2013 - September 2016 · 2 yrs 11 mos
Deutsche Bank Securities INC.Broker
March 2008 - September 2016 · 8 yrs 6 mos
Bear, Stearns & CO. INC.
January 2004 - April 2008 · 4 yrs 3 mos
Bear, Stearns & CO. INC.Broker
August 1994 - April 2008 · 13 yrs 8 mos
State Registrations24 states
AZCACOCTDCDEFLGAILLAMAMDMIMNNCNHNJNYPARISCTXVAVT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.