David Patrick
David Patrick is a registered investment advisor at LPL Financial LLC, based in St. George, UT, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
235 East Tabernacle, St. George, UT, 84770
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Northstar Financial & Insurance Services Inc., managing and selling multiline insurance and offering securities and investment advisory services, taking about half his time. He also works as a contractor marketing estate planning services and marketing trust and will services, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
MML Investors Services, INC.
MML Investors Services, INC.Broker
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Raymond James Financial Services, INC.Broker
Equitrust Marketing Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.