SL
CFP
SL
CFP

Scott Joseph Lord

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,140 clients
Average Client Portfolio
$948K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Included in AUM fee
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Location

1511 Sunday Drive Suite 214, Raleigh, NC, 27607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott works as an investment advisor representative and DBA for advisory services and securities business, spending nearly full-time hours between Emerald Investment Partners and Madison Oaks Wealth Partners. He is also a registered representative with Kingswood Capital Partners and a licensed representative with various insurance companies, dedicating minimal time to each and receiving commissions.

Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
June 2018 - Present · 7 yrs 8 mos
Wealthshield Partners, LLC
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
Niagara International Capital LimitedBroker
May 2017 - June 2018 · 1 yr 1 mo
Principal Securities, INC.
January 2011 - May 2017 · 6 yrs 4 mos
Principal Securities, INC.Broker
December 2010 - May 2017 · 6 yrs 5 mos
New England Securities Corporation
September 2009 - December 2010 · 1 yr 3 mos
New England SecuritiesBroker
September 2009 - December 2010 · 1 yr 3 mos
The Benchmark Company, LLCBroker
July 2008 - September 2009 · 1 yr 2 mos
Oppenheimer & CO. INC.Broker
January 2008 - June 2008 · 5 mos
Cibc World Markets CORP.Broker
June 1995 - January 2008 · 12 yrs 7 mos
Weatherly Securities CorporationBroker
April 1995 - April 1995 · 0 mos
Oppenheimer & CO., INC.Broker
October 1994 - March 1995 · 5 mos
State Registrations5 states
FLNCNJNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Scott Joseph Lord - Financial Advisor | TrueAdvisor