KB
KB

Kenneth Bauman

31 Years of Experience
Holland, MI
BrokerSells Insurance

Kenneth Bauman is a registered investment advisor, based in Holland, MI, with 31 years of industry experience.

Location

301 Hoover Blvd., Suite 300, Holland, MI, 49423

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Kenneth is an Investment Advisor Representative at West Michigan Advisors, LLC, dedicating about half his time to this role. He also sells various non-securities insurance products and fixed annuities, spending about 10% of his time on this activity, and is involved with several non-investment related organizations.

Employment History
Current Registrations
Level Four Financial, LLCBroker
November 2022 - Present · 3 yrs 5 mos
West Michigan Advisors
July 2021 - Present · 4 yrs 9 mos
Previous Registrations
Cantella & CO., INC.Broker
July 2021 - November 2022 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC
September 2010 - July 2021 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2021 · 13 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
January 2003 - January 2008 · 5 yrs
Robert W. Baird & CO. IncorporatedBroker
September 1994 - January 2003 · 8 yrs 4 mos
State Registrations8 states
AZCAFLGAMIOHTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Bauman - Financial Advisor | TrueAdvisor