Paul Noto
Paul Noto is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Garden City, NY, with 31 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
825 East Gate Blvd., Ste. 103, Garden City, NY, 11530
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is an independent insurance agent since 2005, dedicating a few hours per week to investment-related activities. He is also an advisory representative of a RIA and an Investment Advisor Representative with Nettworth Financial Group, spending about 10% of his time on these roles.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Fsc Securities CorporationBroker
Vanguard CapitalBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.Broker
Advanced Planning Securities, INC.Broker
First Montauk Securities CORP.Broker
Josephthal & CO., INC.Broker
Renaissance Financial Securities CORP.Broker
Kensington Wells IncorporatedBroker
R.T.G. Richards and Company, INC.Broker
Joseph Roberts & CO., INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.