EH
EH

Ernest Howell

56 Years of Experience
New York, NY
Broker

Ernest Howell is a registered investment advisor at Morgan Stanley, based in New York, NY, with 56 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

399 Park Avenue, 12th Floor, New York, NY, 10022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ernest is a self-published book author involved in sales and marketing for Amazon since 2020, dedicating minimal time outside business hours. He is also a sole proprietor/owner of ONE-ATE-NINE LLC involved in real estate and property management, and a board member/investor for 30 LIVINGSTON LLC, dedicating minimal time to each.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 1989 - June 2009 · 20 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
January 1977 - May 1989 · 12 yrs 4 mos
Drexel Burnham & CO. IncorporatedBroker
February 1976 - January 1977 · 11 mos
Drexel Burnham & CO. IncorporatedBroker
December 1973 - February 1976 · 2 yrs 2 mos
Dupont Walston, IncorporatedBroker
July 1973 - November 1973 · 4 mos
Dupont Glore Forgan INCBroker
December 1969 - July 1973 · 3 yrs 7 mos
State Registrations44 states
ALARAZCACOCTDCDEFLGAIDILKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ernest Howell - Financial Advisor | TrueAdvisor