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Scott Stephen
31 Years of Experience
Mountainside, NJ
1 DisclosureBroker
Scott Stephen is a registered investment advisor at Wells Fargo Advisors, based in Mountainside, NJ, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1164 Springfield Avenue Suite A1, [Satellite], Mountainside, NJ, 07092
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2001Denied
Employment History
Current Registrations
Wells Fargo Advisors
March 2025 - Present · 1 yr 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Wells Fargo Advisors
January 2004 - March 2025 · 21 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
November 2001 - March 2025 · 23 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - November 2001 · 4 yrs 3 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
July 1994 - August 1997 · 3 yrs 1 mo
State Registrations24 states
CACOCTDCDEFLHIINLAMAMDMEMNMONCNJNVNYOHPASCTNVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.