DP
DP
Daniel Pecoraro
27 Years of Experience
Hypoluxo, FL
3 Disclosures
Daniel Pecoraro is a registered investment advisor at Compass Financial Management LLC, based in Hypoluxo, FL, with 27 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,228 clients with $890M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
46 advisors
Number of Clients
2,228 clients
Average Client Portfolio
$401K average
Assets Under Management
$893.8M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Hypoluxo, FL
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2013Settled
Customer Dispute
October 2003Denied
Customer Dispute
December 2001Denied
Employment History
Current Registrations
Compass Financial Management LLC
September 2026 - Present · 1 mo
Previous Registrations
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April 2026 - August 2026 · 4 mos
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April 2015 - August 2015 · 4 mos
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February 2015 - March 2015 · 1 mo
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February 2013 - December 2014 · 1 yr 10 mos
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July 2010 - July 2011 · 1 yr
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January 2010 - July 2010 · 6 mos
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June 2007 - November 2008 · 1 yr 5 mos
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June 2004 - October 2004 · 4 mos
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June 2003 - October 2004 · 1 yr 4 mos
Charles Schwab & CO., INC.
March 1999 - June 2003 · 4 yrs 3 mos
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March 1999 - June 2003 · 4 yrs 3 mos
The Agean Group, INCBroker
December 1998 - January 1999 · 1 mo
Corporate Securities Group, INC.Broker
November 1997 - October 1998 · 11 mos
Jw Charles Securities,inc.Broker
September 1996 - November 1997 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
May 1996 - July 1996 · 2 mos
State Registrations1 state
FL
Advisor
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Exams
No exam information available for this advisor.
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