JN
JN

Johnson Noerdlinger

31 Years of Experience
Oklahoma City, OK
2 DisclosuresBroker

Johnson Noerdlinger is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Oklahoma City, OK, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

6301 Waterford Boulevard, Oklahoma City, OK, 73118

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015
Settled
Customer Dispute
December 2003
Closed-No Action
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
September 2018 - Present · 7 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - September 2018 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - September 2018 · 10 yrs 8 mos
A. G. Edwards & Sons, INC.
December 1996 - January 2008 · 11 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
August 1994 - January 2008 · 13 yrs 5 mos
State Registrations21 states
ARCACODCFLGAILKSKYMANCNHNJNMNYOHOKORSCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.