Connie Schmidt is a registered investment advisor at Northwest Wealth Management, LLC, based in Sioux City, IA, with 8 years of industry experience. Connie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,128 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.70% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Fees are negotiable. Independent managers recommended by the firm generally charge an additional 0.18% to 0.45% annually.
Fee Estimator
Location
5801 Sunnybrook Drive, Sioux City, IA, 51106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Connie works as a Private Banker and SVP at Northwest Bank since 2013, serving higher net worth clients. This requires nearly full-time commitment, with most of the time during securities trading hours.
Employment History
Current Registrations
Northwest Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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