Steven Siepak is a registered investment advisor, based in El Segundo, CA, with 27 years of industry experience.
Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
February 2026 - Present · 3 mos
Cetera Financial Specialists LLCBroker
February 2026 - Present · 3 mos
Cetera Wealth Services, LLCBroker
February 2026 - Present · 3 mos
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Investment Services LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
December 2018 - June 2023 · 4 yrs 6 mos
Cetera Advisor Networks LLCBroker
April 2018 - May 2025 · 7 yrs 1 mo
Cetera Advisors LLCBroker
April 2018 - May 2025 · 7 yrs 1 mo
Cetera Financial Specialists LLCBroker
April 2018 - May 2025 · 7 yrs 1 mo
First Allied Securities, INC.Broker
April 2018 - September 2022 · 4 yrs 5 mos
Summit Brokerage Services, INC.Broker
April 2018 - December 2019 · 1 yr 8 mos
Invest Financial CorporationBroker
January 2016 - November 2017 · 1 yr 10 mos
Investment Centers of America, INC.Broker
January 2016 - November 2017 · 1 yr 10 mos
Sii Investments, INC.Broker
January 2016 - November 2017 · 1 yr 10 mos
National Planning CorporationBroker
February 2008 - November 2017 · 9 yrs 9 mos
Pacific Select Distributors, INC.Broker
September 2000 - February 2006 · 5 yrs 5 mos
American Funds Distributors, INC.Broker
April 1997 - July 2000 · 3 yrs 3 mos
Dean Witter Reynolds INC.Broker
August 1994 - June 1995 · 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.