DT
DT

Deborah Thompson

20 Years of Experience
Plymouth, MN
Broker

Deborah Thompson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Plymouth, MN, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3033 Campus Drive, Suite W110, Plymouth, MN, 55441

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Deborah works as an associate/employee at PFK Financial Services, Inc., providing financial planning services, dedicating about half of her time to this role. She also serves as or is named as an executor/personal representative/power of attorney for a maternal aunt, requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2015 - Present · 11 yrs 2 mos
Raymond James Financial Services, INC.Broker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - July 2014 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1996 - September 2002 · 6 yrs 7 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.