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Craig Seligman

Proactive Wealth Strategies, LLC
31 Years of Experience
Marietta, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Craig Seligman is a registered investment advisor at Proactive Wealth Strategies, LLC, based in Marietta, GA, with 31 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 442 clients with $320M in assets under management.

Proactive Wealth Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
442 clients
Average Client Portfolio
$715K average
Assets Under Management
$315.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.35%
$750K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.90%
$5M+0.80%

Fees are negotiable and may be higher or lower based on the nature of the account and the origin of the client. Financial planning fees are included in the asset management fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

533 Johnson Ferry Road Bldg. C, Suite 100, Marietta, GA, 30068

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Craig owns PWS Real Estate, LLC, a real estate rental business, since 2016. He also dedicates full-time hours to Proactive Wealth Strategies, LLC, an independent investment advisor firm where he provides investment advisory services. Craig also spends minimal time on non-variable insurance.

Employment History
Current Registrations
Proactive Wealth Strategies, LLC
May 2022 - Present · 4 yrs
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
LPL Financial LLC
February 2018 - June 2022 · 4 yrs 4 mos
Invest Financial Corporation
May 2011 - February 2018 · 6 yrs 9 mos
Invest Financial CorporationBroker
May 2011 - February 2018 · 6 yrs 9 mos
Proactive Wealth Strategies, LLC
January 2010 - July 2011 · 1 yr 6 mos
Proactive Wealth Strategies, LLC
August 2007 - December 2009 · 2 yrs 4 mos
Triad Advisors, INC.
April 2007 - August 2007 · 4 mos
Triad Advisors, INC.Broker
April 2007 - May 2011 · 4 yrs 1 mo
1717 Capital Management Company
March 2005 - April 2007 · 2 yrs 1 mo
1717 Capital Management CompanyBroker
January 2005 - April 2007 · 2 yrs 3 mos
Multi-Financial Securities Corporation
January 2004 - January 2005 · 1 yr
Multi-Financial Securities CorporationBroker
September 2003 - January 2005 · 1 yr 4 mos
New England SecuritiesBroker
July 2001 - September 2003 · 2 yrs 2 mos
Woodbury Financial Services, INC.Broker
December 1994 - July 2001 · 6 yrs 7 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
July 1994 - October 1994 · 3 mos
State Registrations32 states
ALAZCACOCTDCFLGAILKYLAMAMDMEMIMOMSNCNENMNYOHOKORPRRISCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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