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Thomas Hayes

Milestone Asset Management, LLC
24 Years of Experience
Kokomo, IN
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Thomas Hayes is a registered investment advisor at Milestone Asset Management, LLC, based in Kokomo, IN, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,359 clients with $690M in assets under management.

Milestone Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
1,359 clients
Average Client Portfolio
$508K average
Assets Under Management
$690.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K1.50%
$750K - $1.5M1.25%
$1.5M - $3.0M1.00%
$3M+0.75%

Rates shown are for internally managed models. Sub-advised models have higher rates starting at 1.75% up to $750K and dropping to 1.00% for amounts over $3M. Fees are negotiable based on financial complexity. Accounts also incur a $5 monthly technology fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1825 Dogwood Court, Kokomo, IN, 46902

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2000
Final
Employment Separation After Allegations
September 1998
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas provides insurance sales and advice through Hayes Advisory Group, dedicating nearly full-time hours to this activity. He also serves as an IAR for Milestone Asset Management and Brookstone Capital Management, spending about a quarter of his time on each. Thomas is also a board member for Prepare Institute, teaching retirement classes about 10-20% of his time.

Employment History
Current Registrations
Milestone Asset Management, LLC
April 2021 - Present · 5 yrs 6 mos
Brookstone Capital Management LLC
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
Alphastar Capital Management, LLC
March 2021 - April 2021 · 1 mo
Milestone Asset Management, LLC
December 2020 - February 2021 · 2 mos
Nylife Securities INC.Broker
July 2000 - June 2002 · 1 yr 11 mos
Metlife Securities INC.Broker
August 1994 - September 1998 · 4 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
August 1994 - September 1998 · 4 yrs 1 mo
State Registrations2 states
INPA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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