Stephen Caruthers
Stephen Caruthers is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Foothill Ranch, CA, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Foothill Ranch, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
Capital Client Group, INC.
Capital Client Group, INC.Broker
Previous Registrations
J.P. Morgan Institutional Investments INC.Broker
American Century Investment Services INC.Broker
Twentieth Century Securities, INC.Broker
State Registrations53 states
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