Charles Mears is a registered investment advisor at Osaic Wealth, INC., based in Canton, GA, with 30 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Canton, GA
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2023Judgment / Lien
November 2019Judgment / Lien
November 2019Customer Dispute
June 2010Employment Separation After Allegations
November 1999Other Business Activities
Charles is a registered representative with Triad Advisors, Inc. and an IAR with Vining Financial. He also serves as president of AMA Capital Management, Inc. (full-time) and manages rental property (minimal time).
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Triad Advisors, LLC
Southbridge
Vining Financial
Triad Advisors LLCBroker
Raike Financial Group INC.Broker
Olde Discount CorporationBroker
Argent Securities, INC.Broker
Corporate Securities Group, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.