Chad Keim is a registered investment advisor, based in Sherwood, MI, with 31 years of industry experience.
Location
Sherwood, MI
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Regulatory History (5)
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Customer Dispute
September 2018Settled
Customer Dispute
May 2018Settled
Customer Dispute
February 2017Denied
Judgment / Lien
February 2014Customer Dispute
October 2005Denied
Other Business Activities
Chad is the President/Owner of Keim Management Group LLC, primarily for tax purposes, dedicating minimal time. He also serves as President and Financial Planner at Keim Financial Group, LLC, and as an IAR with Kestra Advisory Services, LLC, dedicating full-time hours to these investment-related activities.
Employment History
Current Registrations
Kestra Investment Services, LLC
September 2024 - Present · 1 yr 8 mos
Kestra Advisory Services, LLC
September 2024 - Present · 1 yr 8 mos
Kestra Investment Services, LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - September 2024 · 1 yr 3 mos
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Cetera Advisor Networks LLCBroker
September 2019 - September 2024 · 5 yrs
Summit Financial Group INC
March 2018 - May 2021 · 3 yrs 2 mos
Summit Brokerage Services, INC.Broker
March 2018 - September 2019 · 1 yr 6 mos
Raymond James Financial Services Advisors, INC
July 2016 - March 2018 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
July 2016 - March 2018 · 1 yr 8 mos
LPL Financial LLC
October 2010 - July 2016 · 5 yrs 9 mos
LPL Financial LLCBroker
January 1999 - July 2016 · 17 yrs 6 mos
Capital Brokerage CorporationBroker
November 1995 - January 1999 · 3 yrs 2 mos
Edward D. Jones & CO., L.P.Broker
August 1994 - July 1995 · 11 mos
State Registrations25 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.