Carl Tolson is a registered investment advisor at LPL Financial LLC, based in Lancaster, SC, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
607 North Main St, Lancaster, SC, 29334
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Regulatory History (1)
Customer Dispute
July 2002Other Business Activities
Carl operates under two DBAs for his LPL business: Founders Investment Services since 2018 and Founders Wealth Management since 2024. He dedicates full-time hours to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Carroll Financial Associates INC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Banc of America Investment Services, INC.Broker
Edward JonesBroker
First Union Securities, INC.Broker
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
Dean Witter Reynolds INC.Broker
Prudential Securities IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.