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James Merritt

Wells Fargo Advisors
31 Years of Experience
Palm Beach, FL
1 DisclosureBroker
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James Merritt is a registered investment advisor at Wells Fargo Advisors, based in Palm Beach, FL, with 31 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

255 S County Rd 2nd Fl, Palm Beach, FL, 33480

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James works as a soccer coach at American Heritage School in Del Ray Beach, Florida. This activity, which is not investment-related, takes about 10-20% of his time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
August 2020 - Present · 6 yrs 2 mos
Wells Fargo Advisors
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
December 2013 - August 2020 · 6 yrs 8 mos
Morgan Stanley
December 2013 - August 2020 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1997 - December 2013 · 16 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1997 - December 2013 · 16 yrs 9 mos
Smith Barney INC.Broker
October 1994 - March 1997 · 2 yrs 5 mos
State Registrations46 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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