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Douglas Charles Stroot

31 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

12520 High Bluff Drive Suite 140, San Diego, CA, 92130

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas owns rental real estate since 2006, dedicating minimal time to it. He also provides investment advisory services through Trilogy Capital, Inc., spending nearly full-time on this activity, and is a successor trustee for the Jeanette Stroot Living Trust.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 3 mos
Trilogy Capital, INC.
December 2015 - Present · 10 yrs 2 mos
Previous Registrations
LPL Financial LLC
November 2017 - April 2018 · 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
December 2002 - November 2017 · 14 yrs 11 mos
National Planning CorporationBroker
March 1999 - November 2017 · 18 yrs 8 mos
Sunamerica Securities, INC.Broker
July 1994 - March 1999 · 4 yrs 8 mos
State Registrations10 states
AZCAHIMANJNVSCTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Douglas Charles Stroot - Financial Advisor | TrueAdvisor