James Troumbly is a registered investment advisor, based in Grand Rapids, MN, with 31 years of industry experience.
Location
Grand Rapids, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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James is the administrator for T. Lake LLC, which owns the office building and property where his financial services operate. He spends minimal time paying bills and deciding if any properties will be sold.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
January 2014 - September 2025 · 11 yrs 8 mos
Avantax Investment Services, INC.Broker
August 2004 - September 2025 · 21 yrs 1 mo
H.D. Vest Investment ServicesBroker
September 1994 - May 2004 · 9 yrs 8 mos
State Registrations15 states
ALARAZCACOFLIAMNMTNDNESDWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.